Why Batch Mode Sort Spills Are So Slow

Batch mode sorting was added to SQL Server in the 2016 release under compatibility level 130. Most of the time, a batch mode sort will be much faster than the row mode equivalent.

This post is about an important exception to this rule, as recently reported by Erik Darling (video).

No doubt you’ll visit both links before reading on, but to summarize, the issue is that batch mode sorts are very slow when they spill—much slower than an equivalent row mode sort.

This also seems like a good opportunity to write down some sorting details I haven’t really covered before. If you’re not interested in those details and background to the current issue, you can skip down to the section titled, “Erik’s Demo”.

Fast Key Optimization for Row Mode Sorts

SQL Server row-mode sorts generally use a custom implementation of the well-known merge sort algorithm to order data.

As a comparison-based algorithm, this performs a large number of value comparisons during sorting—usually many more than the number of items to sort.

Although each comparison is typically not expensive, even moderately sized sorting can involve a very large number of comparisons.

SQL Server can be called upon to sort a variety of data types. To facilitate this, the sorting code normally calls out to a specific comparator to determine how two compared values should sort: lower, higher, or equal.

Although calling comparator code has low overhead, performing enough of them can cause noticeable performance differences.

To address this, SQL Server has always (since at least version 7) supported a fast key optimization for simple data types. This optimization performs the comparison using highly optimized inline code rather than calling out to a separate routine.

Importing a File in Batches

There are a million ways to import data into SQL Server. Most of the time, we want to ingest the new data as quickly and efficiently possible but that’s not always the case.

Sometimes, we need to accept data at a rate that will not dominate resource usage on the target system or cause excessive transaction log growth. In other cases, each row from the data source needs specific server-side processing to validate and persist the data across multiple relational tables, perhaps involving foreign keys and identity columns.

All this can be achieved with client-side tools and programming. It can also be done server-side by importing the raw data into a staging table before processing using T-SQL procedures.

Other times, the need arises to ingest data without using client-side tools and without making a complete copy of the raw data on the server. This article describes one possible approach in that situation.

Reducing Contention on the NESTING_TRANSACTION_FULL latch

Each additional worker thread in a parallel execution plan executes inside a nested transaction associated with the single parent transaction.

Parallel worker access to shared parent transaction structures is protected by a latch. A NESTING_TRANSACTION_READONLY latch is used for a read-only transaction. A NESTING_TRANSACTION_FULL latch is used if the transaction has modified the database.

This design has its roots in SQL Server 7, where read-only query parallelism was introduced. SQL Server 2000 built on this with parallel index builds, which for the first time allowed multiple threads to cooperate to change a persistent database structure. Many improvements have followed since then, but the fundamental parent-child transaction design remains today.

Though lightweight, a latch can become a point of contention when requested sufficiently frequently in incompatible modes by many different threads. Some contention on shared resources is to be expected; it becomes a problem when latch waits start to affect CPU utilisation and throughput.

More Consistent Execution Plan Timings in SQL Server 2022

The updated showplan schema shipped with SSMS 19 preview 2 contains an interesting comment:

ExclusiveProfileTimeActive: true if the actual elapsed time (ActualElapsedms attribute) and the actual CPU time (ActualCPUms attribute) represent the time interval spent exclusively within the relational iterator.

What does this mean?

Be Careful with LOBs and OPTION (RECOMPILE)

It sometimes makes sense to add OPTION (RECOMPILE) to a query. Typically this will be when:

• A good enough plan for the query is very sensitive to one or more parameters
• No good single value exists for the parameter to use in a hint
• Optimize for unknown doesn’t give a good result
• The plan might be expected to change over time
• The cost of recompiling the statement is much less than the expected execution time
• Recompiling every time is very likely to save more time and resources than it costs overall

All that is fairly well-known. The point of this short post is to draw your attention to another side-effect of adding OPTION (RECOMPILE) — the parameter embedding optimization (PEO).

Empty Parallel Zones

An empty parallel zone is an area of the plan bounded by exchanges (or the leaf level) containing no operators.

How and why does SQL Server sometimes generate a parallel plan with an empty parallel zone?

Incorrect Results with Parallel Eager Spools and Batch Mode

You might have noticed a warning at the top of the release notes for SQL Server 2016 SP2 CU 16:

Note: After you apply CU 16 for SQL Server 2016 SP2, you might encounter an issue in which DML (insert/update/delete) queries that use parallel plans cannot complete any execution and encounter HP_SPOOL_BARRIER waits. You can use the trace flag 13116 or MAXDOP=1 hint to work around this issue. This issue is related to the introduction of fix for 13685819 and it will be fixed in the next Cumulative Update.

That warning links to bug reference 13685819 on the same page. There isn’t a separate KB article, only the description:

Fixes an issue with insert query in SQL Server 2016 that reads the data from the same table and uses a parallel execution plan may produce duplicate rows

sql_handle and the SQL Server batch text hash

This article describes the structure of a sql_handle and shows how the batch text hash component is calculated.

Closest Match with Sort Rewinds

In When Do SQL Server Sorts Rewind? I described how most sorts can only rewind when they contain at most one row. The exception is in-memory sorts, which can rewind at most 500 rows and 16KB of data.

These are certainly tight restrictions, but we can still make use of them on occasion.

To illustrate, I am going reuse a demo Itzik Ben-Gan provided in part one of his Closest Match series, specifically solution 2 (modified value range and indexing).

As Itzik’s title suggests, the task is to find the closest match for a value in one table in a second table.

As Itzik describes it:

The challenge is to match to each row from T1 the row from T2 where the absolute difference between T2.val and T1.val is the lowest. In case of ties (multiple matching rows in T2), match the top row based on val ascending, keycol ascending order.

That is, the row with the lowest value in the val column, and if you still have ties, the row with the lowest keycol value. The tiebreaker is used to guarantee determinism.