Cardinality Estimation for Disjunctive Predicates in SQL Server 2014

Introduction

Back in January 2014, I wrote an article called Cardinality Estimation for Multiple Predicates that described the cardinality estimation process for queries with multiple predicates, from the point of view of the old and new cardinality estimators.

The article describes the various behaviours and formulas involved, along with the usual sprinkling of documented and undocumented trace flags. I described the formula SQL Server 2014 uses to calculate a cardinality estimate for multiple predicates connected with AND (conjunctive predicates), which was already relatively well-known.

Despite some fairly energetic research, and basic-to-intermediate skills with Excel, I was unable to deduce a similar formula for the disjunctive case, where predicates are connected by OR. The trace flag output I describe in the other article clearly showed that exponential backoff was used in the new 2014 cardinality estimator, but the precise formula eluded me.

Nested Loops Prefetching

Nested loops join query plans can be a lot more interesting (and complicated) than is commonly realized.

One query plan area I get asked about a lot is prefetching. It is not documented in full detail anywhere, so this seems like a good topic to address in a blog post.

The examples used in this article are based on questions asked by Adam Machanic.

Incorrect Results Caused By Adding an Index

Say you have the following two tables, one partitioned and one not:

CREATE PARTITION FUNCTION PF (integer)
AS RANGE RIGHT
FOR VALUES (1000, 2000, 3000, 4000, 5000);

CREATE PARTITION SCHEME PS
AS PARTITION PF
ALL TO ([PRIMARY]);

-- Partitioned
CREATE TABLE dbo.T1
(
    T1ID    integer NOT NULL,
    SomeID  integer NOT NULL,

    CONSTRAINT [PK dbo.T1 T1ID]
        PRIMARY KEY CLUSTERED (T1ID)
        ON PS (T1ID)
);

-- Not partitioned
CREATE TABLE dbo.T2
(
    T2ID    integer IDENTITY (1,1) NOT NULL,
    T1ID    integer NOT NULL,

    CONSTRAINT [PK dbo.T2 T2ID]
        PRIMARY KEY CLUSTERED (T2ID)
        ON [PRIMARY]
);

Hello Operator, My Switch Is Bored

This post is in two parts. The first part looks at the Switch execution plan operator. The second part is about an invisible plan operator and cardinality estimates on filtered indexes.

Execution Plan Analysis: The Mystery Work Table

I love SQL Server execution plans. It is often easy to spot the cause of a performance problem just by looking at one closely. That task is considerably easier if the plan includes run-time information (a so-called ‘actual’ execution plan), but even a compiled plan can be very useful.

Nevertheless, there are still times when the execution plan does not tell the whole story, and we need to think more deeply about query execution to really understand a problem. This post looks at one such example, based on a question I answered.

A creative use of IGNORE_DUP_KEY

Let’s say you have a big table with a clustered primary key, and an application that inserts batches of rows into it. The nature of the business is that the batch will inevitably sometimes contain rows that already exist in the table.

The default SQL Server INSERT behaviour for such a batch is to throw error 2627 (primary key violation), terminate the statement, roll back all the inserts (not just the rows that conflicted) and keep any active transaction open:

Optimizing T-SQL queries that change data

Most tuning efforts for data-changing operations concentrate on the SELECT side of the query plan. Sometimes people will also look at storage engine considerations (like locking or transaction log throughput) that can have dramatic effects. A number of common practices have emerged, such as avoiding large numbers of row locks and lock escalation, splitting large changes into smaller batches of a few thousand rows, and combining a number of small changes into a single transaction in order to optimize log flushes.

This is all good, but what about the data-changing side of the query plan — the INSERT, UPDATE, DELETE, or MERGE operation itself — are there any query processor considerations we should take into account? The short answer is yes.

The query optimizer considers different plan options for the write-side of an execution plan, though there isn’t a huge amount of T-SQL language support that allows us to affect these choices directly. Nevertheless, there are things to be aware of, and things we can look to change.

Temporary Table Caching Explained

SQL Server (since 2005) caches temporary tables and table variables referenced in stored procedures for reuse, reducing contention on tempdb allocation structures and catalogue tables.

A number of things can prevent this caching (none of which are allowed when working with table variables):

• Named constraints (bad idea anyway, since concurrent executions can cause a name collision)
• DDL after creation (though what is considered DDL is interesting)
• Creation using dynamic SQL
• Table created in a different scope
• Procedure executed using WITH RECOMPILE

Temporary objects are often created and destroyed at a high rate in production systems, so caching can be an important optimization.

Parallel Execution Plans Suck

Summary: A deep dive into SQL Server parallelism, and a potential performance problem with parallel plans that use TOP.

Query Optimizer Deep Dive - Part 4

This is the final part in a series of posts based on the content of the Query Optimizer Deep Dive presentations I have given over the last month or so at the Auckland SQL Users’ Group, and SQL Saturday events in Wellington, New Zealand and Adelaide, Australia.

Links to other parts of this series: Part 1 Part 2 Part 3

Beating the Optimizer

Our AdventureWorks test query produces an optimized physical execution plan that is quite different from the logical form of the query.

The estimated cost of the execution plan shown below is 0.0295 units.

Since we know the database schema very well, we might wonder why the optimizer did not choose to use the unique nonclustered index on Name in the Product table to filter rows based on the LIKE predicate.

Query Optimizer Deep Dive – Part 3

This is the third in a series of posts based on the content of the Query Optimizer Deep Dive presentations I have given over the last month or so at the Auckland SQL Users’ Group, and SQL Saturday events in Wellington, New Zealand and Adelaide, Australia.

Links to other parts of this series: Part 1 Part 2 Part 4

Storage of Alternative Plans

We saw in part 2 how optimizer rules are used to explore logical alternatives for parts of the query tree, and how implementation rules are used to find physical operations to perform each logical steps.

To keep track of all these options, the cost-based part of the SQL Server query optimizer uses a structure called the Memo. This structure is part of the Cascades general optimization framework developed by Goetz Graefe.

Query Optimizer Deep Dive – Part 2

This is the second in a series of posts based on the content of the Query Optimizer Deep Dive presentations I have given over the last month or so at the Auckland SQL Users’ Group, and SQL Saturday events in Wellington, New Zealand and Adelaide, Australia.

Links to other parts of this series: Part 1 Part 3 Part 4

Cost-Based Optimization Overview

The input to cost-based optimization is a tree of logical operations produced by the previous optimization stages discussed in part one.

Cost-based optimization takes this logical tree, explores logical alternatives (different logical tree shapes that will always produce the same results), generates physical implementations, assigns an estimated cost to each, and finally chooses the cheapest physical option overall.

The goal of cost-based optimization is not to find the best possible physical execution plan by exploring every possible alternative. Rather, the goal is to find a good plan quickly.

Query Optimizer Deep Dive - Part 1

This is the first in a series of posts based on the content of the Query Optimizer Deep Dive presentations I have given over the last month or so at the Auckland SQL Users’ Group, and SQL Saturday events in Wellington, New Zealand and Adelaide, Australia.

Links to other parts of this series: Part 2 Part 3 Part 4

Introduction

The motivation behind writing these sessions is finding that relatively few people have a good intuition for the way the optimizer works. This is partly because the official documentation is rather sparse, and partly because what information is available is dispersed across many books and blog posts.

The content presented here is very much geared to my preferred way of learning. It shows the concepts in what seems to me to be a reasonably logical sequence, and then provides tools to enable the interested reader to explore further, if desired.

Fun with Scalar and Vector Aggregates

There are interesting things to be learned from even the simplest queries.

For example, imagine you are asked to write a query that lists AdventureWorks product names, where the product has at least one entry in the transaction history table, but fewer than ten.

Forcing a Parallel Query Execution Plan

This article is for SQL Server developers who have experienced the special kind of frustration that only comes from spending hours trying to convince the query optimizer to generate a parallel execution plan.

This situation often occurs when making an apparently innocuous change to the text of a moderately complex query — a change which somehow manages to turn a parallel plan that executes in ten seconds, into a five-minute serially-executing monster.

SQL Server, Seeks, and Binary Search

The following table summarizes the results from my last two articles, Enforcing Uniqueness for Performance and Avoiding Uniqueness for Performance. It shows the CPU time used when performing 5 million clustered index seeks into a unique or non-unique index:

In test 1, making the clustered index unique improved performance by around 40%.

In test 2, making the same change reduced performance by around 70% (on 64-bit systems – more on that later).

Join Performance, Implicit Conversions, and Residuals

Introduction

You probably already know that it’s important to be aware of data types when writing queries, and that implicit conversions between types can lead to poor query performance.

Some people have gone so far as to write scripts to search the plan cache for CONVERT_IMPLICIT elements, and others routinely inspect plans for that type of thing when tuning.

Now, that’s all good, as far as it goes. It may surprise you to learn that not all implicit conversions are visible in query plans, and there are other important factors to consider too.

How Parallelism Works in SQL Server

You might have noticed that January was a quiet blogging month for me.

Part of the reason was that I was working on an article for Simple Talk, looking at how parallel query execution really works. The first part is published today at:

http://www.simple-talk.com/sql/learn-sql-server/understanding-and-using-parallelism-in-sql-server/.

This introductory piece is not quite as technical as normal, but I hope there be enough interesting material there to make it worth a read.

© Paul White
email: SQLkiwi@gmail.com
twitter: @SQL_Kiwi

Advanced TSQL Tuning: Why Internals Knowledge Matters

There is much more to query tuning than reducing logical reads and adding covering nonclustered indexes. Query tuning is not complete as soon as the query returns results quickly in the development or test environments.

In production, your query will compete for memory, CPU, locks, I/O, and other resources on the server. Today’s post looks at some tuning considerations that are often overlooked, and shows how deep internals knowledge can help you write better T-SQL.

I see no LOBs!

Is it possible to see LOB (large object) logical reads from STATISTICS IO output on a table with no LOB columns?

I was asked this question today by someone who had spent a good fraction of their afternoon trying to work out why this was occurring — even going so far as to re-run DBCC CHECKDB to see if corruption was the cause.

The table in question wasn’t particularly pretty. It had grown somewhat organically over time, with new columns being added every so often as the need arose.

Nevertheless, it remained a simple structure with no LOB columns — no text or image, no xml, no max types — nothing aside from ordinary integer, money, varchar, and datetime types.

To add to the air of mystery, not every query that ran against the table would report LOB logical reads — just sometimes — but when it did, the query often took much longer to execute.